Current Positions

Investment Compliance Associate (1010578)

Our client is an insurance firm. They are looking for a Temp to Perm Investment Compliance Associate to join their Manhattan, NY office. 

Responsibilities

  • Ensure mandated guidelines are coded into monitoring systems
  • Recommend appropriate controls to cover guideline restrictions
  • Assist with the breach investigation process and management reporting
  • Handle the override process and management reporting of overrides
  • Seek clarification of guidelines from the business where necessary
  • Complete analysis of the data requirements on appropriate systems
  • Manage the systems from the account on-boarding process forward
  • Develop procedures and controls concerning trade guideline monitoring
  • Contribute to projects for the implementation of version enhancements

Requirements

  • Bachelor's degree, Master's preferred
  • 3+ years of compliance experience
  • Insurance industry experience preferred
  • Understanding of investment operations
  • Strong written and verbal communication skills
  • Analytical and able to multi-task
 

Industry

Insurance

Term

Temporary

Base Salary

$50-65/HR

Bonus Eligible

No

Location

New York City, NY


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