Current Positions

VP of Internal Audit (58537)

A financial services group seeks a VP of Internal Audit to join their Legal & Compliance department in their Midtown, Manhattan office.

Responsibilities

  • Execute internal audits for Americas Wholesale Division, reporting to the Regional Portfolio Director (RPD) for Legal, Compliance and Financial Crime
  • Responsible for audit planning, fieldwork, reporting findings and agreeing action plans with key auditees
  • Assist the RPD in conducting Continuous Monitoring, maintaining relationships with key auditees and evaluating any changes in the risk profile of the departments which might result in a change in the audit plan, risk assessments or audit universe
  • Follow-up of issues and action plans raised in reports
  • Complete risk assessments, at least annually, using the departmental risk assessment methodology
  • Carry out special projects, ad hoc investigations and advisory work where required

Requirements

  • 7+ years of Internal Audit experience
  • Background in Financial Services industry
  • Public and/or private accounting background
  • Strong Bank Secrecy Act knowledge
  • CPA preferred
 

Industry

Brokerage

Term

Permanent

Base Salary

$130-190K

Bonus Eligible

Yes

Location

New York City, NY


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